Financial Services

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We work closely with our financial services clients in this very exciting, and ever-changing are of the law.

We can assist you with obtaining your own Australian financial services licence.  We also advise AFSL holders on their licensing obligations and compliance requirements.

We have contacts in the financial services sectors and we can assist you in becoming an authorised representative of a current AFSL holder if you do not require your own AFSL.

We can assist you with your ongoing compliance and regulatory requirements and we can also assist you with obtaining ASIC relief if needed.

Our focus is on helping you find a balance between making your financial services business flow smooothly while chartering the heavily regulated AFSL ocean.

The Future of Financial Advice (FoFA) is the topic of the day and we can help you to tailor a FoFA solution that meets the current requirements in line with your particular business model.

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